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2440 Old Milton Pkwy Suite 200, Alpharetta, GA 30009-3213 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-05-05 |
Branch Locations
2440 Old Milton Pkwy Suite 200, Alpharetta, GA 30009-3213 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wesleyan School | Peachtree Corners | GA | 03/2016 | 08/2017 |
| Metro Atlanta Pine Straw And Mulch Llc | Johns Creek | GA | 02/2017 | 08/2017 |
| Thrivent Investment Management Inc | Johns Creek | GA | 07/2017 | Present |
| Thrivent Financial | Appleton | WI | 08/2017 | 12/2017 |
| Thrivent Financial | Appleton | WI | 12/2017 | Present |
LIVING FAITH LUTHERAN CHURCH POSITION: Head of the Board of the Stewardship NATURE: A church INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/04/2022 ADDRESS: 1171 Atlanta Hwy, Cumming GA 30040, United States DESCRIPTION: In this role, I serve our congregation by helping our members be faithful stewards of their time, talents, & treasures. Throughout the year, we will encourage members to serve with the time by volunteering for various events & boards. We will also promote the various opportunities to give financially within the church to support various ministries & campaigns. We will host some events such as Stewardship Sundays, seminars to offer helpful info to our members, & meetings to broaden people's horizons around Biblical stewardship. WESLEYAN SCHOOL POSITION: QB Coach, JV Asst Basketball Coach NATURE: I am the Varsity QB Coach at Wesleyan School in the falland am the Asst. JV Boys Basketball Coach in the winter. I work there and am compensated with a salary from August-February INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 5 START DATE: 04/01/2016 ADDRESS: 5405 Spalding Drive, Peachtree Corners GA 30092, United States DESCRIPTION: I am the Quarterbacks coach for the Varsity football team at Wesleyan school. I also coaching JV Boys Basketball in the Winter and assist with the Varsity Basketball team as well. WAF ENTERPRISES LLC POSITION: Sole Member/Organizer NATURE: UPDATE 3/4/24: The below statement of the over-arching nature of the LLC formation is true. Over the past year, the sole source of the business income has been drop shipping products on Amazon including household appliances, books, etc. For the foreseeable future, this is all of the income that this business will continue to generate.There are no current businesses within the LLC, nor is there any current income being generated.This LLC is intended to be an all-encompassing entity for any side-business income generated from projects I choose to take on. Each side business will be submitted for approval in the future? This will not include any business income generated from my role as a financial advisor, nor will it include any services related to financial guidance or investment advice. The side businesses may include, not limited to: Quarterback coaching services, business consulting services, speaking engagements (not related to giving financial seminars, just about being a business owner, leadership, etc), any side business that I start (not related to financial or investment guidance) INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/25/2023 ADDRESS: 2175 American Industrial Way, Apt 531, Chamblee GA 30341, United States DESCRIPTION: There are not currently any duties or responsibilities of this role. I am the only LLC member
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-09 |
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