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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-04-23
  • AL RA
    APPROVED
    Since 2025-04-23

Branch Locations

1143 1St Ave S Suite 107, Birmingham, AL 35233 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Strauss Financial Group, Inc. Birmingham AL 02/2017 11/2020
Standard Process Marietta GA 03/2012 02/2017
Strauss Wealth Advising, Inc. Birmingham AL 11/2020 06/2021
Guardian Life Insurance Co Birmingham AL 09/2021 03/2025
Park Avenue Securities Llc Birmingham AL 09/2021 03/2025
Mml Investors Services, Llc Birmingham AL 04/2025 Present
Massmutual Life Insurance Co Birmingham AL 03/2025 Present
  • 02/2017 → 11/2020
    Strauss Financial Group, Inc.
    Birmingham, AL
  • 03/2012 → 02/2017
    Standard Process
    Marietta, GA
  • 11/2020 → 06/2021
    Strauss Wealth Advising, Inc.
    Birmingham, AL
  • 09/2021 → 03/2025
    Guardian Life Insurance Co
    Birmingham, AL
  • 09/2021 → 03/2025
    Birmingham, AL
  • 04/2025 → Present
    Birmingham, AL
  • 03/2025 → Present
    Massmutual Life Insurance Co
    Birmingham, AL
Previous Registrations
Other Businesses

1) NAME: JOSH VANFLETEREN INV REL: Y ADD: 1143 1ST AVE S, SUITE 107, BIRMINGHAM, AL 35233 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 04/24/2025 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DUTIES: LIFE AND DISABILITY 2) NAME: Oak Mountain Youth Baseball and Softball, INV REL: N, ADD: 5452 Cahaba Valley Rd, Birmingham, AL 35242, NATURE: Youth Baseball League, POSITION: Baseball Commissioner, START DATE: 09/01/2025, NO. HR/MO: 25, NO. HR/MO DURING SEC TRADING: 0, DUTIES: Team Formation, Administration of Rules, Fundraising, Member of Board

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-10-09
S65 Uniform Investment Adviser Law Examination 2017-05-02
  • S63 Uniform Securities Agent State Law Examination
    2021-10-09
  • S65 Uniform Investment Adviser Law Examination
    2017-05-02
Other Names
  • Joshua Vanfleteren
  • Joshua Scott Vanfleteren
  • Josh Vanfleteren

View on SEC IAPD

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