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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Investment Services, Inc. | Cincinnati | OH | 12/2019 | 09/2025 |
| Hicks And Mann | Cincinnati | OH | 05/2017 | Present |
| Dubois Book Store | Oxford | OH | 08/2016 | 01/2017 |
| Calvin Klein | Monroe | OH | 08/2013 | 10/2018 |
| Miami University | Oxford | OH | 08/2014 | 05/2018 |
| Avantax Advisory Services | Cincinnati | OH | 09/2020 | 09/2025 |
| Cetera Wealth Services, Llc | Cincinnati | OH | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) Hicks and Mann~'NIR'~1335 Main St~Cincinnati~OH~45202~Accounting Services/Tax Preparation~Employee~5/9/2017~120hrs~60hrs~Prepare tax returns and answer tax questions for clients. Also spend time with data entry and general clerical work in the office. Majority of time is spent working on individual tax returns| 2) LANDLORD POSITION: Landlord NATURE: I own a rental property and lease the building to tenants on a long-term basis. This is a residential building so I am leasing to individuals, not businesses. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 4 START DATE: 08/15/2023 ADDRESS: 1618 Hughes St, Cincinnati OH 45202, United States DESCRIPTION: I currently do not have a property management company so I am responsible for all property upkeep including leasing the units, turnover, and general repairs and maintenance.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-28 |
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