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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-09-05
  • OH RA
    APPROVED
    Since 2025-09-05

Branch Locations

1335 Main St., Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Investment Services, Inc. Cincinnati OH 12/2019 09/2025
Hicks And Mann Cincinnati OH 05/2017 Present
Dubois Book Store Oxford OH 08/2016 01/2017
Calvin Klein Monroe OH 08/2013 10/2018
Miami University Oxford OH 08/2014 05/2018
Avantax Advisory Services Cincinnati OH 09/2020 09/2025
Cetera Wealth Services, Llc Cincinnati OH 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 12/2019 → 09/2025
    Avantax Investment Services, Inc.
    Cincinnati, OH
  • 05/2017 → Present
    Hicks And Mann
    Cincinnati, OH
  • 08/2016 → 01/2017
    Dubois Book Store
    Oxford, OH
  • 08/2013 → 10/2018
    Calvin Klein
    Monroe, OH
  • 08/2014 → 05/2018
    Miami University
    Oxford, OH
  • 09/2020 → 09/2025
    Avantax Advisory Services
    Cincinnati, OH
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Cincinnati, OH
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2020-09-09 → 2025-09-05
    Avantax Advisory Services
    Cincinnati, OH
Other Businesses

1) Hicks and Mann~'NIR'~1335 Main St~Cincinnati~OH~45202~Accounting Services/Tax Preparation~Employee~5/9/2017~120hrs~60hrs~Prepare tax returns and answer tax questions for clients. Also spend time with data entry and general clerical work in the office. Majority of time is spent working on individual tax returns| 2) LANDLORD POSITION: Landlord NATURE: I own a rental property and lease the building to tenants on a long-term basis. This is a residential building so I am leasing to individuals, not businesses. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 4 START DATE: 08/15/2023 ADDRESS: 1618 Hughes St, Cincinnati OH 45202, United States DESCRIPTION: I currently do not have a property management company so I am responsible for all property upkeep including leasing the units, turnover, and general repairs and maintenance.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-28
  • S66 Uniform Combined State Law Examination
    2020-08-28
Designations

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