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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-20
FL RA APPROVED 2025-06-03
  • TX RA
    APPROVED
    Since 2025-06-20
  • FL RA
    APPROVED
    Since 2025-06-03

Branch Locations

6052 Turkey Lake Rd Ste 101, Orlando, FL 32819 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc Orlando FL 05/2017 03/2020
Twin Rivers Golf Club Oviedo FL 02/2017 05/2017
University Of Central Florida Orlando FL 08/2014 12/2018
Ameriprise Financial Services, Llc Orlando FL 03/2020 05/2025
Cetera Advisors Llc St Cloud MN 05/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 05/2025 Present
Sunrise Wealth Advisors Orlando FL 05/2025 Present
  • 05/2017 → 03/2020
    Ameriprise Financial Services, Inc
    Orlando, FL
  • 02/2017 → 05/2017
    Twin Rivers Golf Club
    Oviedo, FL
  • 08/2014 → 12/2018
    University Of Central Florida
    Orlando, FL
  • 03/2020 → 05/2025
    Orlando, FL
  • 05/2025 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 05/2025 → Present
    Schaumburg, IL
  • 05/2025 → Present
    Sunrise Wealth Advisors
    Orlando, FL
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: SUNRISE WEALTH ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL ADVISORY SERVICES START DATE: 05/2025 POSITION/TITLE/RELATIONSHIP: ASSOCIATE FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: WORK WITH INDIVIDUALS REGARDING THEIR FINANCIAL GOALS; 2. NAME OF OTHER BUSINESS: PROJECT BOOK CLUB; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: PODCAST; START DATE: 6/2024; POSITION/TITLE/RELATIONSHIP: PODCAST HOST; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: READ, DISCUSS, BREAKDOWN, AND REVIEW FANTASY BOOKS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-05
  • S66 Uniform Combined State Law Examination
    2019-12-05

View on SEC IAPD

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