Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-06-29
  • CO RA
    APPROVED
    Since 2023-06-29

Branch Locations

8471 Turnpike Dr Ste 115, Westminster, CO 80031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America Inc. La Vista NE 05/2017 04/2018
Union Pacific Omaha NE 11/2016 04/2017
University Of Nebraska Omaha Omaha NE 08/2014 05/2018
Fox-Smith Wealth Management Westminster CO 06/2018 03/2022
Cetera Wealth Services, Llc El Segundo CA 07/2018 Present
Alexander Liss Wealth Management, Llc, Westminster CO 08/2021 Present
Fox-Smith Wealth Management Westminster CO 03/2022 09/2022
Fs Advisors Wealth Management Westminster CO 09/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Dialed-In Planning Westminster CO 11/2023 Present
Fs Advisors Wealth Management, Llc Westminster CO 01/2025 Present
  • 05/2017 → 04/2018
    Securities America Inc.
    La Vista, NE
  • 11/2016 → 04/2017
    Union Pacific
    Omaha, NE
  • 08/2014 → 05/2018
    University Of Nebraska Omaha
    Omaha, NE
  • 06/2018 → 03/2022
    Fox-Smith Wealth Management
    Westminster, CO
  • 07/2018 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2021 → Present
    Alexander Liss Wealth Management, Llc,
    Westminster, CO
  • 03/2022 → 09/2022
    Fox-Smith Wealth Management
    Westminster, CO
  • 09/2022 → Present
    Fs Advisors Wealth Management
    Westminster, CO
  • 06/2023 → Present
    Schaumburg, IL
  • 11/2023 → Present
    Dialed-In Planning
    Westminster, CO
  • 01/2025 → Present
    Fs Advisors Wealth Management, Llc
    Westminster, CO
Previous Registrations
  • 2017-12-21 → 2018-04-27
    Securities America Advisors, Inc.
    La Vista, NE
Other Businesses

1. NAME OF OTHER BUSINESS: FS ADVISORS WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 09/2022; POSITION/TITLE/RELATIONSHIP: CHIEF ADMINISTRATIVE OFFICER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: ALEXANDER LISS WEALTH MANAGEMENT, LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2021, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 10, APX NUMBER OF HOURS DURING TRADING HOURS: 10, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: DIALED-IN PLANNING, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL PLANNING, START DATE: 11/2023, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 15, APX NUMBER OF HOURS DURING TRADING HOURS: 10, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL PLANNING; 4. NAME OF OTHER BUSINESS: FS ADVISORS WEALTH MANAGEMENT, LLC , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 01/2025 , POSITION/TITLE/RELATIONSHIP: PART OWNER, APX NUMBER OF HOURS PER WEEK: 45, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-07
  • S66 Uniform Combined State Law Examination
    2017-12-07
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Westminster, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor