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280 S Mangum St Ste 550, Durham, NC 27701-3676 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-07-23 |
| CA | RA | APPROVED | 2018-03-19 |
Branch Locations
213 S Sierra Ave, Oakdale, CA 95361-4013 • United States
280 S Mangum St Ste 550, Durham, NC 27701-3676 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Teachers Pension Services | Oakdale | CA | 08/2008 | Present |
| Verity Asset Management | Durham | NC | 12/2018 | Present |
| Encompass More Llc | Oakdale | CA | 03/2017 | 11/2018 |
| Verity Investments, Inc. | Oakdale | CA | 11/2018 | 11/2025 |
| The Leaders Group Dba Simplicity Investments | Summit | NJ | 11/2025 | Present |
| Verity Financial | Durham | NC | 12/2018 | Present |
| Tpx Advisors | Oakdale | CA | 11/2021 | Present |
1.) TPX ADVISORS - 11/1/2021 - 213 S Sierra Avenue, Oakdale, CA 95361 - Owner/Manager, Manage & oversee advisors who meet and discuss client's investment objectives and offer planning, Invt Rel, Financial planning, 10 hrs/mo; 40 hrs/mo (during trading hours). 2.) VERITY FINANCIAL - 12/15/2018 - 280 S Mangum Street, Suite 550, Durham, NC 27701 - Financial Advisor, Meet & discuss client's investment objectives & offer investments, Invt Rel, Financial business, 10 hrs/mo; 40 hrs/mo (during trading hours). 3.) VERITY ASSET MGMT - 12/1/2018 - 280 S Mangum Street, Suite 550, Durham, NC 27701 - Financial Advisor, Meet & discuss client's investments objectives and offer fee based planning, Invt Rel, RA business, 30 hrs/mo; 120 hrs/mo (during trading hours). 4.) TEACHERS PENSION SERVICES - 8/1/2008 - 213 S Sierra Avenue, Oakdale, CA 95361 - Insurance Agent, Insurance & annuity sales, Not Invt Rel, Insurance business, 30 hrs/mo; 120 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-11-27 |
| S65 | Uniform Investment Adviser Law Examination | 2018-02-28 |
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