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Current Employers
Verity Asset Management

280 S Mangum St Ste 550, Durham, NC 27701-3676 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-07-23
CA RA APPROVED 2018-03-19
  • TX RA
    APPROVED
    Since 2019-07-23
  • CA RA
    APPROVED
    Since 2018-03-19

Branch Locations

213 S Sierra Ave, Oakdale, CA 95361-4013 • United States

280 S Mangum St Ste 550, Durham, NC 27701-3676 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Teachers Pension Services Oakdale CA 08/2008 Present
Verity Asset Management Durham NC 12/2018 Present
Encompass More Llc Oakdale CA 03/2017 11/2018
Verity Investments, Inc. Oakdale CA 11/2018 11/2025
The Leaders Group Dba Simplicity Investments Summit NJ 11/2025 Present
Verity Financial Durham NC 12/2018 Present
Tpx Advisors Oakdale CA 11/2021 Present
  • 08/2008 → Present
    Teachers Pension Services
    Oakdale, CA
  • 12/2018 → Present
    Durham, NC
  • 03/2017 → 11/2018
    Encompass More Llc
    Oakdale, CA
  • 11/2018 → 11/2025
    Verity Investments, Inc.
    Oakdale, CA
  • 11/2025 → Present
    The Leaders Group Dba Simplicity Investments
    Summit, NJ
  • 12/2018 → Present
    Verity Financial
    Durham, NC
  • 11/2021 → Present
    Tpx Advisors
    Oakdale, CA
Previous Registrations
  • 2018-08-10 → 2018-11-02
    Encompass More Llc
    Oakdale, CA
Other Businesses

1.) TPX ADVISORS - 11/1/2021 - 213 S Sierra Avenue, Oakdale, CA 95361 - Owner/Manager, Manage & oversee advisors who meet and discuss client's investment objectives and offer planning, Invt Rel, Financial planning, 10 hrs/mo; 40 hrs/mo (during trading hours). 2.) VERITY FINANCIAL - 12/15/2018 - 280 S Mangum Street, Suite 550, Durham, NC 27701 - Financial Advisor, Meet & discuss client's investment objectives & offer investments, Invt Rel, Financial business, 10 hrs/mo; 40 hrs/mo (during trading hours). 3.) VERITY ASSET MGMT - 12/1/2018 - 280 S Mangum Street, Suite 550, Durham, NC 27701 - Financial Advisor, Meet & discuss client's investments objectives and offer fee based planning, Invt Rel, RA business, 30 hrs/mo; 120 hrs/mo (during trading hours). 4.) TEACHERS PENSION SERVICES - 8/1/2008 - 213 S Sierra Avenue, Oakdale, CA 95361 - Insurance Agent, Insurance & annuity sales, Not Invt Rel, Insurance business, 30 hrs/mo; 120 hrs/mo (during trading hours).

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-11-27
S65 Uniform Investment Adviser Law Examination 2018-02-28
  • S63 Uniform Securities Agent State Law Examination
    2018-11-27
  • S65 Uniform Investment Adviser Law Examination
    2018-02-28
Other Names
  • Daniel Krause
  • Daniel Leon Krause

View on SEC IAPD

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