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Current Employers
Verity Asset Management

280 S Mangum St Ste 550, Durham, NC 27701-3676 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-05
  • CA RA
    APPROVED
    Since 2025-12-05

Branch Locations

210 S Sierra Ave Ste 106, Oakdale, CA 95361-4212 • United States

280 S Mangum St Ste 550, Durham, NC 27701-3676 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 10/2018 01/2020
Orsus Insurance Agency Sacramento CA 01/2015 10/2018
Saint Marys College Of California Moraga CA 09/2013 06/2017
Saint Amrys College Of California Moraga CA 09/2013 06/2017
Teachers Pensions Orangeville CA 09/2017 03/2018
Ameriprise Financial Services, Inc Fair Oaks CA 01/2020 03/2020
Ameriprise Financial Services, Llc Fair Oaks CA 03/2020 07/2025
Verity Asset Mgmt Durham NC 12/2025 Present
Unemployed Sacramento CA 08/2025 11/2025
Verity Financial Durham NC 01/2026 Present
Simplicity Investments Summit NJ 01/2026 Present
  • 10/2018 → 01/2020
    St Louis, MO
  • 01/2015 → 10/2018
    Orsus Insurance Agency
    Sacramento, CA
  • 09/2013 → 06/2017
    Saint Marys College Of California
    Moraga, CA
  • 09/2013 → 06/2017
    Saint Amrys College Of California
    Moraga, CA
  • 09/2017 → 03/2018
    Teachers Pensions
    Orangeville, CA
  • 01/2020 → 03/2020
    Ameriprise Financial Services, Inc
    Fair Oaks, CA
  • 03/2020 → 07/2025
    Fair Oaks, CA
  • 12/2025 → Present
    Verity Asset Mgmt
    Durham, NC
  • 08/2025 → 11/2025
    Unemployed
    Sacramento, CA
  • 01/2026 → Present
    Verity Financial
    Durham, NC
  • 01/2026 → Present
    Simplicity Investments
    Summit, NJ
Previous Registrations
Other Businesses

1.) VERITY ASSET MGMT - 12/5/25 - 280 S Mangum Street, Suite 550, Durham, NC 27701 - IAR, Invt Rel, RA business, 40 hrs/mo; 40 hrs/mo (during trading hours). 2.) VERITY FINANCIAL - 1/1/26 - 280 S Mangum Street, Suite 550, Durham, NC 27701 - Wholesaler, Sales, Invt Rel, Ins bus, 160 hrs/mo; 160 hrs/mo (during trading hours).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-13
  • S66 Uniform Combined State Law Examination
    2018-12-13
Designations

View on SEC IAPD

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