Jacob Michael Rosen

Current Employers

Employment History

• 12/2011 → Present
  Moncell Hockey
  Williamsville, NY
• 05/2017 → Present
  L&M Finacial
  Amherst, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Amherst, NY

Previous Registrations

• 2019-03-26 → 2024-06-14
  Securities America Advisors, Inc.
  Amherst, NY

Other Businesses

1. Williamsville North Position: Assistant Coach Nature: Assistant Coach Williamsville North High School Hockey Investment Related: No Hours: 150 Securities Trading Hours: 10 Start Date: 10/01/2017 Address: 1595 Hopkins Rd, Williamsville NY 14221 2. DBA: L&M Financial 3. MONCELL HOCKEY POSITION: President NATURE: President of Moncell Hockey. Hockey Training Company that runs camps and clinics. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2011 ADDRESS: 170 VIA FORESTA LANE, WILLIAMSVILLE NY 14221 DESCRIPTION: Running and organizing hockey camps clinics and other training sessions. Overseeing all business activities that occur from these camps, clinics and training sessions. Maintaining website and handling communications with players and perspective players. 4. WILLIAMSVILLE NORTH POSITION: Assistant Coach NATURE: Assistant Coach Williamsville North High School Hockey INVESTMENT RELATED: No NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 10 START DATE: 10/01/2017 ADDRESS: 1595 Hopkins Rd, Williamsville NY 14221 DESCRIPTION: Running and planning all practices. Preparing game plans. Assisting head coach in running the bench during games. Film study. Individual and group off ice training with the team. 5. DBA - L&M Wealth Management 6. LOCKPORT LOCKMONSTERS POSITION: Head Coach NATURE: 18U aa Hockey Team INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 5 START DATE: 08/21/2024 ADDRESS: 1 Grigg Lewis Way, Lockport NY 14221, United States DESCRIPTION: Head coach of the 18U AA Hockey team Running hockey practices and team activates

Exams

• S66 Uniform Combined State Law Examination
  2019-03-21

Other Names

• Jake Rosen