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Stephen Michael Siderewicz

Mml Investors Services, LLC

New London, CT

Norwich, CT

Westerly, RI

CRD 3172016

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2024-05-15
TX RA APPROVED_RES 2017-06-07
CT RA APPROVED 2017-03-25
  • RI RA
    APPROVED
    Since 2024-05-15
  • TX RA
    APPROVED_RES
    Since 2017-06-07
  • CT RA
    APPROVED
    Since 2017-03-25

Branch Locations

3 Shaw'S Cove Suite 204, New London, CT 06320 • United States

Norwich, CT • United States

Westerly, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Trumbull CT 04/2002 03/2017
Mml Investors Services, Llc New London CT 03/2017 Present
Massachusetts Mutual Life Insurance Co New London CT 07/2016 Present
  • 04/2002 → 03/2017
    Metlife Securities Inc.
    Trumbull, CT
  • 03/2017 → Present
    New London, CT
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Co
    New London, CT
Previous Registrations
  • 2002-05-20 → 2017-03-25
    Msi Financial Services, Inc.
    New London, CT
    New London, CT
    Springfield, MA
  • 1999-04-22 → 2002-05-13
    East Hartford, CT
Other Businesses

Name: Stephen M. Siderewicz Inv rel: Y Add: 3 Shaw's Cove, Suite 204, New London CT 06320 Nature: Non-MMLIA Insurance Position: Independent Insurance Agent Start date: 3/25/2017 No. HR/MO: 1 No. HR/MO during sec trading: 1 Describe duties: Life, Disability, Long Term Care, Fixed Annuities, and Health.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-04-01
  • S66 Uniform Combined State Law Examination
    1999-04-01
Other Names
  • Stephen Michael Siderewicz

View on SEC IAPD

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