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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-07-28 |
Branch Locations
1642 W Baker Rd Ste A, Bayton, TX 77521-2406 • United States
411 Miller St, Anahuac, TX 77514 • United States
Anahuac, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Anahuac | TX | 01/2017 | 05/2017 |
| Texas Farm Bureau Insurance | Deer Park | TX | 02/2000 | 01/2017 |
| Ameriprise Financial Services, Inc. | Baytown | TX | 05/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Baytown | TX | 03/2020 | Present |
Business Ownership; Todd Swonke Agency LLC; Owner; Insurance Agency; 411 Miller St, , Anahuac, TX, 77514; Not Investment-Related; 05/01/2015; 10 to 19 hours per month; 0 during trading hours. Outside Employment; New Freedom 2021; employee - employee; payroll; 1124 S. Burnside Ave, Suite 100B, , Gonzales, LA, 70737; Investment-Related; 05/01/2017; 60 hours per month; 60 during trading hours. Other Business Activities; Musician; I sing and play piano and guitar.; 301 Tower, , Anahuac, TX, 77514; Not Investment-Related; 02/28/2020; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-25 |
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