Brian Timothy Stephens

Current Employers

Employment History

• 06/1993 → Present
  Davis & Associates Cpa Firm
  Baytown, TX
• 07/1996 → 09/2025
  Avantax Investment Services, Inc.
  Houston, TX
• 03/1998 → 09/2025
  Avantax Advisory Services
  Houston, TX
• 02/2014 → 09/2025
  Avantax Insurance Services, Llc
  Houston, TX
• 01/2015 → 07/2021
  Halloway And Associates
  Houston, TX
• 10/2019 → Present
  2707 W Baker Rd Llc
  Baytown, TX
• 04/2003 → 12/2022
  2214 Post Office Llc
  Houston, TX
• 11/2019 → Present
  Jv Tank Lines Llc
  Baytown, TX
• 08/2020 → Present
  Royal Crest Office Association
  Houston, TX
• 09/2020 → Present
  Lafayette Place Section Two Property Owners Association
  Houston, TX
• 08/2020 → Present
  Royal Crest Office Association
  Baytown, TX
• 12/2021 → 10/2022
  Jb T-Sip Family Limited Partnership
  Baytown, TX
• 02/2023 → Present
  Integrated Tax And Wealth Strategies
  Baytown, TX
• 01/2024 → Present
  Avantax Planning Partners, Inc.
  Houston, TX
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Houston, TX
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 1996-10-08 → 2025-09-05
  Avantax Advisory Services
  Baytown, TX
  Baytown, TX

Other Businesses

1) Brian Stephens POA; Baytown, TX; Other; Other; 7/6/09; 2hrs; 0hrs; POA for J B T III 2) Harolds Bldg 350 W 19 LLC; Baytown, TX, Real Estate Prtnr/Gen Prtnr; 12/5/16; 1hrs; 0hrs; Acctng & general mgr of ptnrshp 3) Crestbriar LLC; Houston, TX; Rental Prop.; Ownr/Mgmt; Pres; 12/1/94; 1hrs; 0hrs; Mgmt. The co is the gen prtnr to Triangle FLP which owns rent prprty. 4) Cortona Lending, LLC; Baytown, TX; Other; Pres; 1/1/04; 2hrs; 0hrs; Family Loan mgmt w/ Signed consent. 5) Wentworth Logan Foundtn, LP; Houston, TX; Other; Prtnr/Gen Prtnr; 10/1/02; 2hrs; 0hrs; Hold inv. assets of various types for reporting. 6) Texas Heights, LTD; Houston, TX; Real Estate/Mortgage/Title Svcs/Appraisal Prtnr/Gen Prtnr; 9/1/99; 2hrs; 0hrs; own 100% of bus; Rehab & sales of RE 7) Brian T Stephens CPA/PFS CFP; Baytown, TX; Prof. Svcs Bus. /Indiv.; Owner/Sole Prop.; 9/1/03; 180hrs; 0hrs; Operational/Mktng Name Only 8) Davis & Assoc.; CPA Firm; Baytown, TX; Tax Prep/Acctng; CFO; 6/1/06; 180hrs; 0hrs; Accntnt 9) 4814 Woolworth St LLC; Baytown, TX; Real Estate; Other; 11/4/15; 1hrs; 0hrs; Mgr of Rental Prop. 10) PAD CPA Mgmt Inc; Baytown, TX; Acctng/Bookkeeping (No Tax Prep); VP; 6/21/06; 1hrs; 0hrs; Gen Prtnr of CPA Firm 11) WLF GP LLC; Houston, TX; Company/Assoc Financial Mgr/CFO; Pres; 10/1/02; 2hrs; 0hrs; gen prtnr to WLF LP; Mng inv. assets for family 12) BCBS of TX; Baytown, TX; Indep Ins Agt; Ownr/Sole Prop.; 12/1/09; 2hrs; 0hrs; Sell Health Ins 13) 2707 W Baker Rd LLC; Baytown, TX; Rental Prop.; Ownr; 10/22/19; 2hrs; 2hrs; Mgmt & supervision of prprty 14) ROYAL CREST OFFICE ASSOC; Brd Mem; NIR; 1HRS; 0HRS; 8/12/20; Baytown TX; Decision making. 15) T LIV TR; Ttee; Succ ttee pay bills; NIR; 4HRS; 2HRS; 5/27/21; Baytown TX; Review bills, sign checks, maintain chking acct; care of J/J T III; Maintain home 16) JV TANK LINES LLC; Agent; RailRoad car rntl; NIR; 1HRS; 0HRS; 11/01/19; Baytown TX; Mgmt. Co. manages Rail car 17) Answers For Finl. Literacy Inc; VP & Trsr; Mktg svcs for firm; NIR; 2HRS; 0HRS; 01/07/22; Baytown TX; Rvw/payments 18) B 2021 CHN Trst; TTEE; APPTD TTEE by courts; NIR; 1HR; 1HR; 01/11/22; Baytown TX; Proceeds from sale of home for education and care 19) Multiple Fin Solutions Lit Co; VP & Trsr; Mktg svcs for firm; NIR; 2HRS; 0HRS; 01/07/22; Baytown TX; Rvw/payments 20) INTEGRATED TAX AND WEALTH STRATEGIES; Owner; Marketing name financial services; NIR; 180; 130; 02/23; Baytown TX; Director of Wealth Management 21)S&F S RLT; TTEE; SUCC. TTEE; Trustee; Successor trustee after passing of S S. His wife is on hospice.; NIR; HRS: 10 SEC TRADING HRS: 2 ST DT: 03/22/22 ADDR: 2707 W Baker Rd, Baytown TX 77521; No children. DESCR: Sale of home & personal prop, following the desire's of the Swanson's. 22)M F C TR; Trustee; Estate Settlement; NIR; HR 20; HR 3; 5/23; Baytown TX; Act as trustee 23) RC HERITAGE TR; POSITION; Trustee; Estate Settlement; IR; HR 1; HR 1; 08/23; Baytown TX; distribute income to benes 24) MDC RUPPERT HERITAGE TR; Trustee; Estate Settlement; IR; HR 1; HR 1; 08/23; Baytown TX; distribute income to benes 25) BENE TRUST FOR H SWANSON U/S & F SWANSON REV TRST; Trustee; distribute the trust for education purposes; NIR; HR 4; HR 0; 12/23; Baytown TX; distribution per the terms of the trust 27)Your Financial Solutions Team; DBA; NIR;01/02/2018; Your Financial Solutions Team 28)Scott P Milner Tr; Trustee; Fiduciary Appointment; NIR; 1; 03/20/2019; 2707 W Baker Rd Baytown TX 77521; Invest money and manage quarterly income distributions to Scott 29) Lafayette Place Section Two Property Owners Associ (1); Other; The HOA collects dues to cover operating costs community repairs; NIR; 1; 0; Houston TX 77024; ~; As president I will preside over 1 annual meeting per year. 30) FG ESTATE; Independent Executor; pay out the estate; NIR; 20; 2; 4/22/2025; Baytown TX; pay out the funds per the terms of the will

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-14
• S63 Uniform Securities Agent State Law Examination
  1996-08-07

Designations

Other Names

• Brian Timothy Stephens