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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-04-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Pasadena | CA | 06/2017 | 08/2017 |
| Southwestern University | Georgetown | TX | 01/2018 | 05/2018 |
| Southwestern University | Georgetown | TX | 08/2014 | 05/2018 |
| Axa Advisors, Llc | New York | NY | 07/2018 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 07/2018 | 03/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Austin | TX | 03/2023 | Present |
| Bank Of America, N.A. | Austin | TX | 04/2023 | Present |
CURTO'S CUCINA; 2316 MONTCLAIRE ST, UNIT A, AUSTIN, TX 78704; FOUNDER AND PRESIDENT; START DATE 11/1/2022; APPROXIMATELY 5 HOURS PER MONTH.For profit or not for profit: For profitName of outside business organization: Curto's Cucina, LLCInvestment related: NoAddress of business:Austin, TX Nature of business: Retail, Food and BeverageCompensation for Activity (Yes/No only): YesPosition, title, associationPresident and FounderStart date of relationship: 03/2020Number of hours devoted: 4 hours per weekNumber of hours devoted during trading hours: 0Duties: Sales, Manufacturing, Distributing I*2667294, Entity Type: Entity For Profit, Name of OBA: C2Products, LLC, Address: Austin, Texas, 78704, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Owner, Employee State Date: 06/24/2025, No Hours: 2 Weekly, No Hours during Trading: 0 Weekly, Duties: I spend less than 2 hours per week on managing an Amazon Seller account and product listing pages. To hold an LLC and attached business banking accounts to buy and sell products via Amazon for profit.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-10 |
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