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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-07-09
TX RA APPROVED 2020-07-09
  • PA RA
    APPROVED
    Since 2020-07-09
  • TX RA
    APPROVED
    Since 2020-07-09

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 08/2018 Present
Messiah College Dining Services Mechanicsburg PA 09/2014 05/2018
Randstad Malvern PA 05/2017 08/2017
Messiah College Mechanicsburg PA 08/2014 05/2018
Spooky Nook Sports Manheim PA 06/2018 08/2018
  • 08/2018 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 09/2014 → 05/2018
    Messiah College Dining Services
    Mechanicsburg, PA
  • 05/2017 → 08/2017
    Randstad
    Malvern, PA
  • 08/2014 → 05/2018
    Messiah College
    Mechanicsburg, PA
  • 06/2018 → 08/2018
    Spooky Nook Sports
    Manheim, PA
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-08
S63 Uniform Securities Agent State Law Examination 2018-10-17
  • S66 Uniform Combined State Law Examination
    2020-07-08
  • S63 Uniform Securities Agent State Law Examination
    2018-10-17
Other Names
  • David Stecz

View on SEC IAPD

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