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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-04-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Mclean | VA | 06/2017 | 02/2019 |
| Student | Roanoke | VA | 08/2001 | 08/2017 |
| Wells Fargo | Burke | VA | 02/2019 | 12/2019 |
| Aubrey Rosser | Mc Lean | VA | 12/2019 | 04/2025 |
| Northwestern Mutual Investment Services Llc | Mc Lean | VA | 12/2019 | 04/2025 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2021 | 04/2025 |
| Cetera Advisors Llc | St Cloud | MN | 04/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 04/2025 | Present |
| Financial Directions Group | Cary | NC | 04/2025 | Present |
1. NAME OF OTHER BUSINESS: FINANCIAL DIRECTIONS GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL ADVISORY SERVICES START DATE: 04/2025 POSITION/TITLE/RELATIONSHIP: RETIREMENT PLAN ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: POINT OF CONTACT FOR GROUP PLANS. REVIEWING/LEADING THE ADMINISTRATION OF QUALIFIED RETIREMENT PLANS;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 2017-12-23 |
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