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Zachary Charles Lawson

Cetera Investment Advisers LLC

Cary, NC

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-04-21
  • NC RA
    APPROVED
    Since 2025-04-21

Branch Locations

5001 Weston Pkwy Ste 200, Cary, NC 27513 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Mclean VA 06/2017 02/2019
Student Roanoke VA 08/2001 08/2017
Wells Fargo Burke VA 02/2019 12/2019
Aubrey Rosser Mc Lean VA 12/2019 04/2025
Northwestern Mutual Investment Services Llc Mc Lean VA 12/2019 04/2025
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2021 04/2025
Cetera Advisors Llc St Cloud MN 04/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 04/2025 Present
Financial Directions Group Cary NC 04/2025 Present
  • 06/2017 → 02/2019
    Northwestern Mutual Life Insurance Company
    Mclean, VA
  • 08/2001 → 08/2017
    Student
    Roanoke, VA
  • 02/2019 → 12/2019
    Wells Fargo
    Burke, VA
  • 12/2019 → 04/2025
    Aubrey Rosser
    Mc Lean, VA
  • 12/2019 → 04/2025
    Mc Lean, VA
  • 01/2021 → 04/2025
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 04/2025 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 04/2025 → Present
    Schaumburg, IL
  • 04/2025 → Present
    Financial Directions Group
    Cary, NC
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: FINANCIAL DIRECTIONS GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL ADVISORY SERVICES START DATE: 04/2025 POSITION/TITLE/RELATIONSHIP: RETIREMENT PLAN ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: POINT OF CONTACT FOR GROUP PLANS. REVIEWING/LEADING THE ADMINISTRATION OF QUALIFIED RETIREMENT PLANS;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-06-11
S63 Uniform Securities Agent State Law Examination 2017-12-23
  • S65 Uniform Investment Adviser Law Examination
    2019-06-11
  • S63 Uniform Securities Agent State Law Examination
    2017-12-23
Designations
Other Names
  • Zachary Lawson
  • Zachary Lawson

View on SEC IAPD

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