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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-03-20 |
| WA | RA | APPROVED | 2024-03-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Goldman Sachs & Co Llc | Seattle | WA | 04/2017 | 12/2019 |
| Lesa Sroufe & Company | Seattle | WA | 05/2015 | 03/2017 |
| Jpmorgan Chase Bank, N.A. | Seattle | WA | 04/2021 | Present |
| J.P. Morgan Securities Llc | Seattle | WA | 04/2021 | Present |
| Everlane | San Francisco | CA | 01/2020 | 04/2021 |
| Breathe Hot Yoga | Seattle | WA | 10/2025 | Present |
Entity Name: Breathe Hot Yoga Investment related: No Address: 1818 E Madison St, Seattle, WA 98122 Nature of the other business: Health & Wellness Position/Title/Relationship: Employee/Contractor Start Date: 10/15/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Yoga teacher
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-20 |
| S63 | Uniform Securities Agent State Law Examination | 2017-09-13 |
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