Ashley Renee Dutta

Stifel, Nicolaus & Company, Incorporated

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Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2018-03-13

MO RA
APPROVED

Since 2018-03-13

Branch Locations

501 North Broadway, St. Louis, MO 63102 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus	Saint Louis	MO	05/2017	Present
Kforce Professional Staffing	Saint Louis	MO	02/2017	04/2017
Bank Of America	Atlanta	GA	03/2012	02/2017

05/2017 → Present

Stifel Nicolaus

Saint Louis, MO
02/2017 → 04/2017

Kforce Professional Staffing

Saint Louis, MO
03/2012 → 02/2017

Bank Of America

Atlanta, GA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-03-13

S66 Uniform Combined State Law Examination

2018-03-13

Other Names

Ashley Renee Stephens

View on SEC IAPD

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