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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2019-11-05
TX RA APPROVED 2019-11-01
  • AZ RA
    APPROVED
    Since 2019-11-05
  • TX RA
    APPROVED
    Since 2019-11-01

Branch Locations

14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 05/2017 Present
Grand Canyon University Phoenix AZ 06/2010 04/2017
Las Sendas Golf Mesa AZ 04/2014 09/2016
Self-Employed Phoenix AZ 06/2019 01/2020
Vanguard Advisers, Inc. Scottsdale AZ 11/2019 Present
Vanguard Marketing Corporation Scottsdale AZ 05/2017 Present
  • 05/2017 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 06/2010 → 04/2017
    Grand Canyon University
    Phoenix, AZ
  • 04/2014 → 09/2016
    Las Sendas Golf
    Mesa, AZ
  • 06/2019 → 01/2020
    Self-Employed
    Phoenix, AZ
  • 11/2019 → Present
    Scottsdale, AZ
  • 05/2017 → Present
    Vanguard Marketing Corporation
    Scottsdale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-17
S63 Uniform Securities Agent State Law Examination 2017-06-14
  • S66 Uniform Combined State Law Examination
    2019-10-17
  • S63 Uniform Securities Agent State Law Examination
    2017-06-14
Other Names
  • Joseph Paul Vogt
  • Joseph Paul Jacobs
  • Joe Vogt
  • Joseph Vogt

View on SEC IAPD

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