Best Investors
Account
Sign in
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-05-28 |
Branch Locations
19750 South Tamiami Trail, Fort Myers, FL 33908 • United States
25183 Chamber Of Commerce Dr, Bonita Springs, FL 34135 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase | Staten Island | NY | 02/2012 | 10/2016 |
| Staten Island Wrestling Academy | Staten Island | NY | 09/2012 | 10/2016 |
| J.P. Morgan Securities Llc | Staten Island | NY | 10/2012 | 10/2016 |
| Signator Investors, Inc. | Livingston | NJ | 10/2016 | 10/2017 |
| Truist Investment Services, Inc. | Atlanta | GA | 04/2022 | 08/2022 |
| Sd Legacy Partners | Naples | FL | 07/2020 | 01/2022 |
| Cypress Trust Co. | Naples | FL | 06/2019 | 02/2020 |
| Envision Partners | Staten Island | NY | 02/2017 | 04/2019 |
| Whelan Scott Asset Mgmt | Livingston | NJ | 04/2016 | 02/2017 |
| Unemployed | Naples | DC | 02/2020 | 07/2020 |
| Truist Investment Services, Inc. | Naples | FL | 09/2022 | 09/2023 |
| Truist Advisory Services, Inc. | Naples | FL | 09/2022 | 09/2023 |
| Suncoast Credit Union | Fort Myers | FL | 05/2025 | Present |
| Lpl Financial Llc | Fort Myers | FL | 05/2025 | Present |
| Collier County Public Schools | Naples | FL | 10/2024 | 05/2025 |
| Unemployed | Naples | FL | 10/2023 | 10/2024 |
| Collier County Public Schools | Naples | FL | 10/2018 | 10/2024 |
| Truist Wealth Management | Naples | FL | 05/2023 | 09/2024 |
1. State Date: 5/27/2025 - Suncoast Investment Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading. - Time Spent: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 2022-08-26 |
Reach out to this advisor