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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2026-01-09
TX RA APPROVED 2017-06-29
  • UT RA
    APPROVED
    Since 2026-01-09
  • TX RA
    APPROVED
    Since 2017-06-29

Branch Locations

60 E South Temple St, Salt Lake City, UT 84111 • United States

14636 N Scottsdale Rd, Scottsdale, AZ 85254 • United States

North Salt Lake, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 05/2017 Present
Unemployed Katy TX 04/2017 04/2017
Reynolds & Reynolds Houston TX 08/2015 04/2017
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-28
  • S66 Uniform Combined State Law Examination
    2017-06-28
Other Names
  • Brenner Sinquefield

View on SEC IAPD

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