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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-09-30
  • OH RA
    APPROVED
    Since 2021-09-30

Branch Locations

9918 Carver Road Suite 110, Cincinnati, OH 45242 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc Cincinnati OH 11/2017 Present
Primerica Financial Serices Cincinnati OH 06/2013 Present
Time Warner Cable Dayton OH 04/2011 09/2016
Superior Logistics Fairborn OH 12/2019 02/2020
  • 11/2017 → Present
    Cincinnati, OH
  • 06/2013 → Present
    Primerica Financial Serices
    Cincinnati, OH
  • 04/2011 → 09/2016
    Time Warner Cable
    Dayton, OH
  • 12/2019 → 02/2020
    Superior Logistics
    Fairborn, OH
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-12-30
  • S63 Uniform Securities Agent State Law Examination
    2021-12-30
Other Names
  • Sean Devon Fields
  • Sean Deveon Fields

View on SEC IAPD

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