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Tandon Gregory Dorn

Cetera Investment Advisers LLC

Omaha, NE

Omaha, NE

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-07
NE RA APPROVED 2019-06-20
  • TX RA
    APPROVED_RES
    Since 2022-03-07
  • NE RA
    APPROVED
    Since 2019-06-20

Branch Locations

1121 N. 102Nd Ct Suite 202, Omaha, NE 68114 • United States

Omaha, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Niles Constuction Adams NE 06/2011 01/2017
Wayne State College Wayne NE 01/2007 04/2017
Foresters Financial Services Ralston NE 05/2017 02/2018
Foresters Financial Services Omaha NE 02/2018 06/2019
Foresters Advisory Services Ralston NE 10/2018 06/2019
Cetera Investment Services Llc St Cloud MN 06/2019 Present
Cetera Investment Advisers Llc Ralston NE 06/2019 Present
  • 06/2011 → 01/2017
    Niles Constuction
    Adams, NE
  • 01/2007 → 04/2017
    Wayne State College
    Wayne, NE
  • 05/2017 → 02/2018
    Foresters Financial Services
    Ralston, NE
  • 02/2018 → 06/2019
    Foresters Financial Services
    Omaha, NE
  • 10/2018 → 06/2019
    Foresters Advisory Services
    Ralston, NE
  • 06/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2019 → Present
    Cetera Investment Advisers Llc
    Ralston, NE
Previous Registrations
  • 2018-11-02 → 2019-06-20
    Foresters Advisory Services, Llc
    Ralston, NE
Other Businesses

1) OWM INC, DBA FOR CETERA INVESTORS, 10/HRS/WK

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-10-22
S63 Uniform Securities Agent State Law Examination 2017-07-05
  • S65 Uniform Investment Adviser Law Examination
    2018-10-22
  • S63 Uniform Securities Agent State Law Examination
    2017-07-05
Designations

View on SEC IAPD

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