Broderick Daniel Zach

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2017 → 10/2022
  Securities America, Inc.
  La Vista, NE
• 06/2014 → 04/2017
  Applied Underwriters
  Omaha, NE
• 05/2019 → 10/2022
  Ladenburg Thalmann & Co. Inc.
  Lavista, NE
• 10/2022 → Present
  Charles Schwab Bank
  Omaha, NE
• 12/2024 → Present
  Charles Schwab Premier Bank
  Omaha, NE
• 10/2022 → Present
  Charles Schwab & Co., Inc
  Omaha, NE
• 12/2024 → Present
  Charles Schwab Trust Bank
  Omaha, NE
• 06/2025 → Present
  Osaic
  Scottsdale, AZ

Previous Registrations

• 2022-11-30 → 2025-03-22
  Charles Schwab & Co., Inc.
  Omaha, NE
  Omaha, NE
  San Francisco, CA
  Papillion, NE
• 2019-05-22 → 2022-10-17
  Securities America Advisors, Inc.
  La Vista, NE

Exams

• S66 Uniform Combined State Law Examination
  2019-05-21

Other Names

• Danny Zach