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Tyson Lee Fielding

Equinox Financial Advisors, Inc.

Manchester Center, VT

CRD 6789175

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Employer firm

Equinox Financial Advisors, Inc. CRD 312716

$111M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Equinox Financial Advisors, Inc.

16 Lincoln Avenue, Manchester Center, VT 05255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-20
VT RA APPROVED 2021-03-05
  • TX RA
    APPROVED_RES
    Since 2022-01-20
  • VT RA
    APPROVED
    Since 2021-03-05

Branch Locations

16 Lincoln Avenue, Manchester Center, VT 05255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equinox Financial Advisors, Inc. Manchester Center VT 02/2012 Present
T&E Fielding Corp Manchester Center VT 02/2021 Present
Previous Registrations
  • 2017-05-04 → 2021-04-30
    Equinox Financial Advisors, Inc
    Manchester Center, VT
Other Businesses

Main Street Hockey Club, Inc.; Treasurer; State Date 2013; handles the budget, maintains the books, attends meetings, and tax filings; Non-Investment Related; 0% hours worked during trading hours Mt. Laurel Foundation; Board Member; attends meetings twice a year and reviews documents before each meeting; Non-Investment Related; less than 5% hours worked during trading hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-06-08
S63 Uniform Securities Agent State Law Examination 2013-07-09
  • S65 Uniform Investment Adviser Law Examination
    2014-06-08
  • S63 Uniform Securities Agent State Law Examination
    2013-07-09
Designations
  • Certified Financial Planner

View on SEC IAPD

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