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16 Lincoln Avenue, Manchester Center, VT 05255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-20 |
| VT | RA | APPROVED | 2021-03-05 |
Branch Locations
16 Lincoln Avenue, Manchester Center, VT 05255 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equinox Financial Advisors, Inc. | Manchester Center | VT | 02/2012 | Present |
| T&E Fielding Corp | Manchester Center | VT | 02/2021 | Present |
Main Street Hockey Club, Inc.; Treasurer; State Date 2013; handles the budget, maintains the books, attends meetings, and tax filings; Non-Investment Related; 0% hours worked during trading hours Mt. Laurel Foundation; Board Member; attends meetings twice a year and reviews documents before each meeting; Non-Investment Related; less than 5% hours worked during trading hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 2013-07-09 |
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