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Anna Marie Ward

Wells Fargo Clearing Services, LLC

St. Louis, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-03-27
  • MO RA
    APPROVED
    Since 2023-03-27

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
At&T Collinsville IL 08/2015 05/2017
Scottrade St. Louis MO 05/2017 02/2018
Td Ameritrade, Inc. St Louis MO 02/2018 04/2019
Wells Fargo Clearing Services, Llc St. Louis MO 04/2019 Present
  • 08/2015 → 05/2017
    At&T
    Collinsville, IL
  • 05/2017 → 02/2018
    Scottrade
    St. Louis, MO
  • 02/2018 → 04/2019
    Td Ameritrade, Inc.
    St Louis, MO
  • 04/2019 → Present
    Wells Fargo Clearing Services, Llc
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-27
S63 Uniform Securities Agent State Law Examination 2017-08-15
  • S66 Uniform Combined State Law Examination
    2023-03-27
  • S63 Uniform Securities Agent State Law Examination
    2017-08-15
Other Names
  • Anna Marie Cook
  • Anna Ward
  • Anna Marie Ward

View on SEC IAPD

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