Aaron M Spartz

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → 09/2017
  Allergan Pharmaceuticals
  Parsippany, NJ
• 05/2017 → 05/2017
  Ameriprise Financial Services, Inc.
  Sioux City, IA
• 09/2017 → 03/2020
  Ameriprise Financial Services Inc.
  Sioux City, IA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Sioux City, IA

Other Businesses

Independent Insurance Brokering; Delta Dental; 03/07/2018; . Other Business Activities; Siouxland Estate Planning Council; The Siouxland Estate Planning Council (SEPC) is a multi-disciplinary organization that supports the team concept of estate planning. Membership is open to attorneys, trust officers, accountants, insurance and financial planners, planned giving professionals, investment advisors, farm managers, and other allied professionals.; 601 pierce st, , sioux city, IA, 51101; Investment-Related; 07/08/2019; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2017-11-11

Other Names

• Aaron Spartz
• Aaron Michael Spartz