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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-15 |
| SC | RA | APPROVED | 2023-09-06 |
Branch Locations
218 Frontage Road Suite A, Clemson, SC 29631 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Clemson | SC | 04/2017 | 09/2020 |
| Lake Life Realty | Clemson | SC | 12/2015 | 04/2017 |
| Bank Of America, N.A. | Clemson | SC | 09/2017 | 09/2020 |
| Wells Fargo Clearing Services, Llc. | Seneca | SC | 09/2020 | 04/2021 |
| Guardian Life Insurance Company | Greenville | SC | 05/2021 | Present |
| Park Avenue Securities | Greenville | SC | 07/2021 | 09/2023 |
| Wells Fargo Advisors Financial Network, Llc | Clemson | SC | 09/2023 | Present |
SHERIFF PROPERTIES, LLC; INV. RELATED; 50% OWNERSHIP; INVESTMENT REAL ESTATE; REHAB AND RESELL RESIDENTIAL PROPERTIES AND BUILD NEW HOMES; START DATE: 02/06/2019 10 HRS PER MONTH; 0 HOURS DURING TRADING; DUTIES: OVERSEE REAL ESTATE PROJECTS, PERFORM SOME CONSTRUCTION WORK AND MAINTAIN FINANCES. LTP INVESTMENTS, LLC; INV RELATED; CLEMSON, SC; 100% OWNERSHIP WITH SPOUSE; START: 11/18/2024; 1 HOUR A MONTH; 0 HOURS DURING TRADING; HOLDS RENTAL PROPERTY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-17 |
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