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Sally Mcleod

Merrill Lynch, Pierce, Fenner & Smith Incorporated

West Nyack, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-06-25
  • NY RA
    APPROVED
    Since 2026-06-25

Branch Locations

2 Crosfield Ave, West Nyack, NY 10994 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Paramus NJ 05/2017 01/2019
Siemens Wendell NC 05/2016 12/2016
University Of North Carolina Chapel Hill NC 06/2014 05/2017
Morgan Stanley Private Bank, National Association New York NY 09/2017 07/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Montvale NJ 07/2022 Present
Bank Of America, N.A. Montvale NJ 09/2022 Present
  • 05/2017 → 01/2019
    Morgan Stanley
    Paramus, NJ
  • 05/2016 → 12/2016
    Siemens
    Wendell, NC
  • 06/2014 → 05/2017
    University Of North Carolina
    Chapel Hill, NC
  • 09/2017 → 07/2022
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 07/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Montvale, NJ
  • 09/2022 → Present
    Bank Of America, N.A.
    Montvale, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-01
  • S66 Uniform Combined State Law Examination
    2017-09-01
Other Names
  • Shali Wang

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · West Nyack, NY
RAYMOND JAMES & ASSOCIATES, INC. · WEST NYACK, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WEST NYACK, NY
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WEST NYACK, NY
LPL FINANCIAL LLC · WEST NYACK, NY
GWN SECURITIES INC. · WEST NYACK, NY
OSAIC WEALTH, INC. · NANUET, NY
J.P. MORGAN SECURITIES LLC · Nanuet, NY

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