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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2021-05-10
  • MO RA
    APPROVED
    Since 2021-05-10

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Homemaker St. Louis MO 05/2016 05/2017
Western Governors University St. Louis MO 03/2013 03/2017
Scottrade, Inc. St. Louis MO 05/2017 02/2018
Td Ameritrade, Inc. St Louis MO 02/2018 02/2020
Stifel Nicolaus & Co Inc St. Louis MO 02/2020 11/2020
Disys St. Louis MO 01/2021 08/2021
Wells Fargo Clearing Services St. Louis MO 04/2021 Present
  • 05/2016 → 05/2017
    Homemaker
    St. Louis, MO
  • 03/2013 → 03/2017
    Western Governors University
    St. Louis, MO
  • 05/2017 → 02/2018
    Scottrade, Inc.
    St. Louis, MO
  • 02/2018 → 02/2020
    Td Ameritrade, Inc.
    St Louis, MO
  • 02/2020 → 11/2020
    Stifel Nicolaus & Co Inc
    St. Louis, MO
  • 01/2021 → 08/2021
    Disys
    St. Louis, MO
  • 04/2021 → Present
    Wells Fargo Clearing Services
    St. Louis, MO
Previous Registrations
  • 2020-02-21 → 2020-11-25
    St. Louis, MO
  • 2018-10-23 → 2020-02-19
    Td Ameritrade, Inc.
    St Louis, MO
    St. Louis, MO
  • 2018-10-23 → 2020-02-19
    Td Ameritrade Investment Management, Llc
    St Louis, MO
Other Businesses

DOOR DASH; NOT INV. RELATED; SAN FRANCISCO, CA; DELIVER DRIVER; START DATE 9/28/2024; 30 HOURS PER MONTH; 0 HOURS DURING TRADING; DUTIES PICK UP ORDERS AND DELIVER TO PEOPLE. PEI'S RESALE RENDEZVOUS LLC; INV RELATED; ARNOLD,MO; EBAY/ONLINE SALES;100% OWNERSHIP; START DATE: 01/01/2026; 40 HRS PER MONTH; 0 HRS DURING TRADING;|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-22
S63 Uniform Securities Agent State Law Examination 2017-07-05
  • S66 Uniform Combined State Law Examination
    2018-10-22
  • S63 Uniform Securities Agent State Law Examination
    2017-07-05
Other Names
  • Jennifer Jean Ross
  • Jennifer Jean Peiffer

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