Winne Wang

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2024-03-07
TX	RA	APPROVED	2024-02-22

Branch Locations

17140 North Cave Creek Road, Phoenix, AZ 85032 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
The Vanguard Group Inc	Scottsdale	AZ	04/2017	01/2020
The Cim Group	Phoenix	AZ	01/2020	03/2023
Novant Health	Salisbury	NC	08/2016	03/2017
Cco Capital, Llc	Phoenix	AZ	02/2019	03/2023
Northwestern Mutual	Milwaukee	WI	04/2023	10/2023
Northwestern Mutual Investment Services, Llc	Phoenix	AZ	03/2023	09/2023
Securities America, Inc.	Phoenix	AZ	10/2023	02/2024
Pfg Advisors	Phoenix	AZ	10/2023	02/2024
J.P. Morgan Securities Llc	Phoenix	AZ	02/2024	Present
Jpmorgan Chase Bank, N.A.	Phoenix	AZ	02/2024	Present
Vanguard Marketing Corporation	Scottsdale	AZ	04/2017	01/2020
Priority Financial Group/Copper State Credit Union	Phoenix	AZ	10/2023	02/2024

04/2017 → 01/2020

The Vanguard Group Inc

Scottsdale, AZ
01/2020 → 03/2023

The Cim Group

Phoenix, AZ
08/2016 → 03/2017

Novant Health

Salisbury, NC
02/2019 → 03/2023

Cco Capital, Llc

Phoenix, AZ
04/2023 → 10/2023

Northwestern Mutual

Milwaukee, WI
03/2023 → 09/2023

Northwestern Mutual Investment Services, Llc

Phoenix, AZ
10/2023 → 02/2024

Securities America, Inc.

Phoenix, AZ
10/2023 → 02/2024

Pfg Advisors

Phoenix, AZ
02/2024 → Present

J.P. Morgan Securities Llc

Phoenix, AZ
02/2024 → Present

Jpmorgan Chase Bank, N.A.

Phoenix, AZ
04/2017 → 01/2020

Vanguard Marketing Corporation

Scottsdale, AZ
10/2023 → 02/2024

Priority Financial Group/Copper State Credit Union

Phoenix, AZ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-08-24
S63	Uniform Securities Agent State Law Examination	2017-06-01

Other Firms