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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-21
IA RA APPROVED 2017-12-01
  • TX RA
    APPROVED_RES
    Since 2024-11-21
  • IA RA
    APPROVED
    Since 2017-12-01

Branch Locations

4027 Glass Road Ne, Cedar Rapids, IA 52402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cedar Rapids Toyota Hiawatha IA 02/2016 01/2018
Axa Advisors, Llc New York NY 08/2017 06/2020
Equitable Advisors, Llc New York NY 08/2017 Present
  • 02/2016 → 01/2018
    Cedar Rapids Toyota
    Hiawatha, IA
  • 08/2017 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 08/2017 → Present
    New York, NY
Other Businesses

1. Bosch Financial Producer Group, LLC; 4027 Glass Rd. NE Cedar Rapids, IA 52405; Partner; Start 1/21/2023; Approximately 2 hours/month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-28
  • S66 Uniform Combined State Law Examination
    2017-11-28
Other Names
  • Spencer T Reed

View on SEC IAPD

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