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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-15
CA RA APPROVED 2024-02-09
  • TX RA
    APPROVED
    Since 2024-02-15
  • CA RA
    APPROVED
    Since 2024-02-09

Branch Locations

9465 Wilshire Boulevard Suite 700, Beverly Hills, CA 90212-2351 • United States

Manhattan Beach, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Los Angeles CA 06/2017 09/2017
South Coast Deli Isla Vista CA 04/2016 10/2018
Ubs Financial Services Inc. Los Angeles CA 07/2018 08/2021
University Of California - Santa Barbara Hermosa Beach CA 10/2014 06/2018
Tcw Llc Los Angeles CA 03/2022 01/2023
Unemployed Los Angeles CA 08/2021 12/2021
J.P. Morgan Securities Llc Los Angeles CA 02/2023 02/2024
Jpmorgan Chase Bank, N.A. Los Angeles CA 02/2023 02/2024
Xero Solar El Segundo CA 01/2022 03/2022
Rbc Capital Markets, Llc Beverly Hills CA 01/2024 Present
  • 06/2017 → 09/2017
    Morgan Stanley
    Los Angeles, CA
  • 04/2016 → 10/2018
    South Coast Deli
    Isla Vista, CA
  • 07/2018 → 08/2021
    Los Angeles, CA
  • 10/2014 → 06/2018
    University Of California - Santa Barbara
    Hermosa Beach, CA
  • 03/2022 → 01/2023
    Tcw Llc
    Los Angeles, CA
  • 08/2021 → 12/2021
    Unemployed
    Los Angeles, CA
  • 02/2023 → 02/2024
    Los Angeles, CA
  • 02/2023 → 02/2024
    Jpmorgan Chase Bank, N.A.
    Los Angeles, CA
  • 01/2022 → 03/2022
    Xero Solar
    El Segundo, CA
  • 01/2024 → Present
    Beverly Hills, CA
Previous Registrations
Other Businesses

Effective 2/1/2023 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-23
  • S66 Uniform Combined State Law Examination
    2018-10-23
Other Names
  • Hamish Lochtenberg

View on SEC IAPD

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