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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-02-12 |
| TX | RA | APPROVED_RES | 2022-10-13 |
| TN | RA | APPROVED | 2017-11-29 |
Branch Locations
201 S. Wilcox Dr., Kingsport, TN 37660-5146 • United States
421 N State Of Franklin Rd, Johnson City, TN 37604-6175 • United States
714 Oakland St, Hendersonville, NC 28791 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Kingsport | TN | 05/2012 | Present |
1. 6/20/2018 - ECU Asset Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/08/2017 - 320 Hours Per Month/320 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-29 |
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