Emily Elisabeth Knight

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-12-13

NY RA
APPROVED

Since 2024-12-13

Branch Locations

390 Packets Landing, Fairport, NY 14450 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Riley Whalen Inc. (Id: C454), (Formerly Incl.: Munn/Nichols)	Fairport	NY	04/2017	Present
Daniele Family Companies	Rochester	NY	02/2015	03/2017
Lpl Financial Llc	Fairport	NY	03/2024	Present

04/2017 → Present

Riley Whalen Inc. (Id: C454), (Formerly Incl.: Munn/Nichols)

Fairport, NY
02/2015 → 03/2017

Daniele Family Companies

Rochester, NY
03/2024 → Present

Lpl Financial Llc

Fairport, NY

Other Businesses

1- 03/2024 / Riley Whalen Inc / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s) 2- 03/2024 / Notary / Notary / Investment Related / 1 hr mth / Start date: 03/03/2014

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-12-12

S66 Uniform Combined State Law Examination

2024-12-12

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews