Nichole Santoro Brown

Current Employers

Employment History

• 03/2016 → 11/2020
  Wells Fargo Advisors, Llc
  Salt Lake City, UT
• 09/2023 → Present
  Tiaa
  Salt Lake City, UT
• 09/2023 → Present
  Tiaa-Cref Individual & Institutional Services, Llc
  Salt Lake City, UT
• 11/2020 → 01/2021
  Unemployed
  Salt Lake City, UT
• 01/2021 → 09/2022
  Gohealth
  Lehi, UT
• 08/2022 → 08/2023
  Insight Global/Goldman Sachs
  Salt Lake City, UT

Previous Registrations

• 2016-03-22 → 2020-11-19
  Wells Fargo Clearing Services, Llc
  Salt Lake City, UT
• 2015-03-26 → 2016-03-16
  Harrisdirect Llc
  Sandy, UT
  Arlington, VA
• 2011-03-17 → 2015-03-18
  Wells Fargo Clearing Services, Llc
  Salt Lake City, UT
  Salt Lake City, UT
  Salt Lake City, UT
• 2009-06-01 → 2010-10-29
  Morgan Stanley
  Salt Lake City, UT
• 2004-11-02 → 2009-06-01
  Citigroup Global Markets Inc.
  Salt Lake City, UT
  Salt Lake City, UT
• 2002-10-28 → 2003-11-25
  Morgan Stanley Dw Inc.
  Midvale, UT

Other Businesses

(1) Name: rental property Position: owner Nature: Rental Property- investment related real estate in Midvale, UT. Investment Related: Yes Hours: 15 Securities Trading Hours: 0 Start Date: 09/01/2019 Address: 91 W Settlement Circle, Midvale UT 84047, United States Description: Rental Property- investment related in Midvale, UT. 100% ownership start date 09/01/2019. Number of hours per month is between 10-20, number of hours during trading is 0. (2) BURLINGTON COAT FACTORY POSITION: Cashier NATURE: A nationally recognized off-price retailer that sells discounted brand name shoes and clothing, baby furniture and accessories. The company also operates MJM Designers Shoes, Cohoes Fashions, and the Super Baby Depot INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 09/19/2024 ADDRESS: 7459 S Plaza Center Drive, West Jordan UT 84088, United States DESCRIPTION: handling point of sales transactions and customer service

Exams

• S66 Uniform Combined State Law Examination
  2024-01-11
• S65 Uniform Investment Adviser Law Examination
  2004-10-29
• S63 Uniform Securities Agent State Law Examination
  2000-08-22

Other Names

• Nichole Santoro
• Nichole M Santoro
• Nichole Marie Santoro
• Nichole S Stanbrough
• Nichole Santoro Stanbrough
• Nichole Maria Santoro Stanbrough
• Nichole Stanbrough
• Nichole Santoro Stanbrough
• Nichole Santoro Brown
• Nichole S Brown