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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-10-28
MN RA APPROVED 2024-07-26
TX RA APPROVED_RES 2024-07-26
  • WI RA
    APPROVED
    Since 2024-10-28
  • MN RA
    APPROVED
    Since 2024-07-26
  • TX RA
    APPROVED_RES
    Since 2024-07-26

Branch Locations

2515 White Bear Ave N Ste 1, Saint Paul, MN 55109 • United States

5907 Neal Ave N, Stillwater, MN 55082 • United States

2141 Badger Dr, Hudson, WI 54016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Investment Management Minneapolis MN 01/2017 02/2018
Td Ameritrade, Inc. Plymouth MN 02/2018 12/2023
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 09/2023
Charles Schwab And Co., Inc. Plymouth MN 01/2022 01/2024
J.P. Morgan Securities Llc Champlin MN 07/2024 Present
Jpmorgan Chase Bank, N.A. Champlin MN 07/2024 Present
Scottrade, Inc. Minneapolis MN 12/1998 02/2018
Charles Schwab Plymouth MN 12/2017 01/2024
Unemployed Savage MN 02/2024 06/2024
Td Ameritrade Plymouth MN 12/2017 12/2023
  • 01/2017 → 02/2018
    Scottrade Investment Management
    Minneapolis, MN
  • 02/2018 → 12/2023
    Td Ameritrade, Inc.
    Plymouth, MN
  • 02/2018 → 09/2023
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 01/2022 → 01/2024
    Charles Schwab And Co., Inc.
    Plymouth, MN
  • 07/2024 → Present
    Champlin, MN
  • 07/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Champlin, MN
  • 12/1998 → 02/2018
    Scottrade, Inc.
    Minneapolis, MN
  • 12/2017 → 01/2024
    Charles Schwab
    Plymouth, MN
  • 02/2024 → 06/2024
    Unemployed
    Savage, MN
  • 12/2017 → 12/2023
    Td Ameritrade
    Plymouth, MN
Previous Registrations
  • 2022-01-25 → 2024-01-10
    Westlake, TX
    St. Paul, MN
  • 2018-02-26 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Plymouth, MN
    St. Paul, MN
  • 2018-02-27 → 2022-10-14
    Td Ameritrade, Inc.
    Wayzata, MN
    St. Paul, MN
  • 2017-02-23 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-23
S63 Uniform Securities Agent State Law Examination 1999-08-23
  • S66 Uniform Combined State Law Examination
    2017-02-23
  • S63 Uniform Securities Agent State Law Examination
    1999-08-23
Other Names
  • Kenny Duhadway
  • Kenneth J Duhadway
  • Kenneth Duhadway
  • Kenneth Junichi Duhadway

View on SEC IAPD

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