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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-10-28 |
| MN | RA | APPROVED | 2024-07-26 |
| TX | RA | APPROVED_RES | 2024-07-26 |
Branch Locations
2515 White Bear Ave N Ste 1, Saint Paul, MN 55109 • United States
5907 Neal Ave N, Stillwater, MN 55082 • United States
2141 Badger Dr, Hudson, WI 54016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade Investment Management | Minneapolis | MN | 01/2017 | 02/2018 |
| Td Ameritrade, Inc. | Plymouth | MN | 02/2018 | 12/2023 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 09/2023 |
| Charles Schwab And Co., Inc. | Plymouth | MN | 01/2022 | 01/2024 |
| J.P. Morgan Securities Llc | Champlin | MN | 07/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Champlin | MN | 07/2024 | Present |
| Scottrade, Inc. | Minneapolis | MN | 12/1998 | 02/2018 |
| Charles Schwab | Plymouth | MN | 12/2017 | 01/2024 |
| Unemployed | Savage | MN | 02/2024 | 06/2024 |
| Td Ameritrade | Plymouth | MN | 12/2017 | 12/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-23 |
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