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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-02-18 |
| KY | RA | APPROVED | 2021-01-29 |
Branch Locations
4969 Us Highway 42 Suite 1200, Louisville, KY 40222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Louisville | KY | 04/2017 | 01/2021 |
| First Capital Bank Of Kentucky | Louisville | KY | 08/2013 | 04/2017 |
| Morgan Stanley Smith Barney Llc | Louisville | KY | 01/2021 | Present |
*684590- Rider Leadership Solutions; Investment related: No; Crystal Lake, Illinois; Consulting; Employee (proprietor, partner, officer, director, employee, trustee, agent); 04/2026; During business hours: 0; After business hours: 5; Administrative, Managing internal calendar and reminders of To-do lists
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-12 |
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