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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-01-25
SD RA APPROVED 2017-08-15
  • TX RA
    APPROVED
    Since 2018-01-25
  • SD RA
    APPROVED
    Since 2017-08-15

Branch Locations

6300 S. Old Village Place Suite 201, Sioux Falls, SD 57108-2102 • United States

Sioux Falls, SD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Sioux Falls SD 05/2017 09/2017
Prairie Berry Llc Hill City SD 09/2010 04/2017
Rbc Capital Markets, Llc Sioux Falls SD 09/2017 Present
Other Businesses

(1) NAME OF ENTITY: McNally's Irish Pub ADDRESS: 6211 Old Village Place Sioux Falls SD 57108 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Irish pub CAPACITY: Employee START DATE: 9/18/2021 DUTIES: My friend is having trouble finding staff, so I would like to be able to serve tables for her on weekends. HOURS DEVOTED PER MONTH: 4 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (2) NAME OF ENTITY: Red Cross Eastern Dakotas ADDRESS: 2925 E. 57th Sioux Falls SD 57108 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Non-profit CAPACITY: Board of Directors * START DATE: 10/20/2021 DUTIES: Represent the Red Cross at public events, participate in Red Cross events to assist in getting smoke detectors into houses that don't have them, assist with natural disasters in SD and nationwide. HOURS DEVOTED PER MONTH: 2-4 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1 (3) NAME OF ENTITY: South Dakota Humanities Council ADDRESS: 1215 Trail Ridge Rd. A Brookings, SD 57006 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Non-profit CAPACITY: Board of Directors * START DATE: 11/01/2021 DUTIES: Meet quarterly to plan/execute events throughout the state of SD to grow awareness of SD writers, etc. HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (4) Name of Entity: Sioux Falls Area Humane Society Non-investment related Address of Entity: Sioux Falls Area Human Society 3720 E. Benson Rd. Sioux Falls SD 57104 Nature of OBA: Non-profit animal shelter Title/Position/Relationship: Board of Directors * Start date: 11/01/23 Time devoted: 1-2 hours per month; 0 during securities trading hours Duties: actively participate in organizational planning and decision-making and to make sound and informed judgments that ensure effective use of assets, including facility, people, and good will. Duty of Care also involves oversight of all activities that advance the nonprofit's effectiveness and sustainability.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-12
  • S66 Uniform Combined State Law Examination
    2017-08-12

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