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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-12-06
CA RA APPROVED 2022-10-12
  • TX RA
    APPROVED_RES
    Since 2022-12-06
  • CA RA
    APPROVED
    Since 2022-10-12

Branch Locations

8905 Las Tunas Drive, Temple City, CA 91780 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Brea CA 04/2017 01/2020
New York Life Insurance Company Brea CA 04/2017 01/2020
K1 Packaging Group City Of Industry CA 02/2012 03/2017
Hsbc Securities (Usa) Inc. Los Angeles CA 02/2020 09/2022
Hsbc Bank Usa, N.A. Los Angeles CA 01/2020 09/2022
J.P. Morgan Securities Llc Tempe City CA 10/2022 Present
Jpmorgan Chase Bank, N.A. Temple City CA 10/2022 Present
Kohnur Luxurious Bridal Beauty Pasadena CA 03/2023 Present
  • 04/2017 → 01/2020
    Nylife Securities Llc
    Brea, CA
  • 04/2017 → 01/2020
    New York Life Insurance Company
    Brea, CA
  • 02/2012 → 03/2017
    K1 Packaging Group
    City Of Industry, CA
  • 02/2020 → 09/2022
    Los Angeles, CA
  • 01/2020 → 09/2022
    Hsbc Bank Usa, N.A.
    Los Angeles, CA
  • 10/2022 → Present
    Tempe City, CA
  • 10/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Temple City, CA
  • 03/2023 → Present
    Kohnur Luxurious Bridal Beauty
    Pasadena, CA
Previous Registrations
Other Businesses

Entity Name: Chiali Meng Artistry Investment related: No "Address: https://chialimeng.com/ https://www.instagram.com/chialimengartistry/?hl=en Hacienda Heights, California, 91745" Nature of the other business: Hair Stylists Position/Title/Relationship: Employee/Contractor Start Date: 01/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Provide hair styling services to bridal parties. the nature of services has no relate to my role at JPMC Entity Name: Kohnur Luxurious Bridal Beauty Investment related: No "Address: 107 S Fair Oaks Ave, Pasadena, CA 91105 https://kohnur.com/contact/" Nature of the other business: Beauty Services Position/Title/Relationship: Employee/Contractor Start Date: 03/31/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: providing bridal styling beauty services.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-19
S63 Uniform Securities Agent State Law Examination 2018-02-22
  • S66 Uniform Combined State Law Examination
    2020-02-19
  • S63 Uniform Securities Agent State Law Examination
    2018-02-22
Other Names
  • Chenling Wang
  • Denise Chenling Wang
  • Denise Wang
  • Denise C Wang
  • Chen Ling Wang

View on SEC IAPD

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