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Ariel Romero

Schwab Wealth Advisory, Inc.

Renton, WA

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-22
WA RA APPROVED 2026-04-22
  • TX RA
    APPROVED
    Since 2026-04-22
  • WA RA
    APPROVED
    Since 2026-04-22

Branch Locations

Renton, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Inc. Bellevue WA 06/2004 04/2026
Charles Schwab & Co., Inc Bellevue WA 04/2026 Present
Schwab Wealth Advisory Inc Bellevue WA 04/2026 Present
  • 06/2004 → 04/2026
    Merrill Lynch, Pierce, Fenner & Smith Inc.
    Bellevue, WA
  • 04/2026 → Present
    Charles Schwab & Co., Inc
    Bellevue, WA
  • 04/2026 → Present
    Schwab Wealth Advisory Inc
    Bellevue, WA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-23
  • S66 Uniform Combined State Law Examination
    2020-01-23
Other Names
  • Ariel A Timm
  • Ariel Chaney
  • Ariel Ann Romero

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · RENTON, WA
LPL FINANCIAL LLC · Renton, WA
LINCOLN INVESTMENT · Renton, WA
FOUNDATIONS INVESTMENT ADVISORS LLC · RENTON, WA
CETERA INVESTMENT ADVISERS LLC · RENTON, WA
CETERA INVESTMENT ADVISERS LLC · RENTON, WA
LPL FINANCIAL LLC · RENTON, WA
CETERA INVESTMENT ADVISERS LLC · Renton, WA

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