Best Investors Account Sign in

Lane Wendell Padgett

Charles Schwab & Co., Inc.

Cincinnati, OH

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-01-27
  • OH RA
    APPROVED
    Since 2022-01-27

Branch Locations

7835 Kenwood Road, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Covington KY 04/2017 08/2019
Terracon Consultants, Inc Cincinnati OH 01/2016 04/2017
Barnes Dennig Crestiview Hills KY 01/2014 04/2017
U.S. Bancorp Investments, Inc. Cincinnati OH 09/2019 09/2020
Td Ameritrade Cincinnati OH 03/2021 12/2022
Citi Bank Florence KY 02/2021 02/2021
Unemployed Edgewood KY 10/2020 02/2021
Foster & Motley Cincinnati OH 09/2020 10/2020
Charles Schwab Bank, Ssb Cincinnati OH 07/2022 Present
Charles Schwab & Co., Inc. Cincinnati OH 01/2022 Present
Charles Schwab And Co., Inc. Cincinnati OH 12/2022 Present
  • 04/2017 → 08/2019
    Fidelity Brokerage Services Llc
    Covington, KY
  • 01/2016 → 04/2017
    Terracon Consultants, Inc
    Cincinnati, OH
  • 01/2014 → 04/2017
    Barnes Dennig
    Crestiview Hills, KY
  • 09/2019 → 09/2020
    U.S. Bancorp Investments, Inc.
    Cincinnati, OH
  • 03/2021 → 12/2022
    Td Ameritrade
    Cincinnati, OH
  • 02/2021 → 02/2021
    Citi Bank
    Florence, KY
  • 10/2020 → 02/2021
    Unemployed
    Edgewood, KY
  • 09/2020 → 10/2020
    Foster & Motley
    Cincinnati, OH
  • 07/2022 → Present
    Charles Schwab Bank, Ssb
    Cincinnati, OH
  • 01/2022 → Present
    Charles Schwab & Co., Inc.
    Cincinnati, OH
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    Cincinnati, OH
Previous Registrations
  • 2021-03-09 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Cincinnati, OH
  • 2021-03-09 → 2022-10-14
    Td Ameritrade, Inc.
    Cincinnati, OH
    Omaha, NE
  • 2019-09-11 → 2020-09-10
    U.S. Bancorp Investments, Inc.
    Cincinnati, OH
  • 2018-07-13 → 2019-08-30
    Fidelity Personal And Workplace Advisors
    Covington, KY
  • 2018-06-21 → 2018-07-13
    Strategic Advisers Llc
    Covington, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-14
S63 Uniform Securities Agent State Law Examination 2017-05-30
  • S66 Uniform Combined State Law Examination
    2018-06-14
  • S63 Uniform Securities Agent State Law Examination
    2017-05-30
Other Names
  • Lane Wendell Padgett
  • Lane Padgett

View on SEC IAPD

Other Firms

QUEEN CITY CAPITAL MANAGEMENT, LLC
OSAIC WEALTH, INC.
BAHL & GAYNOR LLC
BRIXEY & MEYER CAPITAL LLC
OPUS CAPITAL MANAGEMENT
FORMIDABLE ASSET MANAGEMENT, LLC
RC CAPITAL
STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

JEFFREY JOSEPH SPITZMILLER
ANDERS KRISTIAN JUEL
CHARLES FREDERICK HAIS
CHRISTOPHER CHARLES HAIS
CHARLES MICHAEL HAIS
JEFFREY ROBERT WALKUP
MICHAEL WILLIAM POPIL
BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

More in Cincinnati, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor