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Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2024-07-01
TX RA APPROVED 2024-07-01
  • KS RA
    APPROVED
    Since 2024-07-01
  • TX RA
    APPROVED
    Since 2024-07-01

Branch Locations

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

1305 Lamar Ave Suite C, Paris, TX 75460 • United States

One North Brentwood Blvd, Suite 850, St. Louis, MO 63105 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc Lone Tree CO 04/2017 11/2017
Devry University Westminster CO 08/2016 04/2017
Charles Schwab Phoenix AZ 11/2017 06/2018
Umb Bank Phoenix AZ 07/2018 03/2019
Soul Surgery Scottsdale AZ 03/2019 03/2020
Unemployed Phoenix AZ 04/2020 08/2020
Fidelity Investments Salt Lake City UT 09/2020 06/2022
National University La Jolla CA 01/2019 01/2020
Community National Bank And Trust Chanute KS 07/2022 06/2024
Cetera Investment Services Llc St Cloud MN 07/2022 06/2024
Cetera Investment Advisers Llc Chanute KS 07/2022 06/2024
Benjamin F Edwards & Co, Inc Paris TX 07/2024 Present
  • 04/2017 → 11/2017
    Charles Schwab & Co., Inc
    Lone Tree, CO
  • 08/2016 → 04/2017
    Devry University
    Westminster, CO
  • 11/2017 → 06/2018
    Charles Schwab
    Phoenix, AZ
  • 07/2018 → 03/2019
    Umb Bank
    Phoenix, AZ
  • 03/2019 → 03/2020
    Soul Surgery
    Scottsdale, AZ
  • 04/2020 → 08/2020
    Unemployed
    Phoenix, AZ
  • 09/2020 → 06/2022
    Fidelity Investments
    Salt Lake City, UT
  • 01/2019 → 01/2020
    National University
    La Jolla, CA
  • 07/2022 → 06/2024
    Community National Bank And Trust
    Chanute, KS
  • 07/2022 → 06/2024
    Cetera Investment Services Llc
    St Cloud, MN
  • 07/2022 → 06/2024
    Chanute, KS
  • 07/2024 → Present
    Benjamin F Edwards & Co, Inc
    Paris, TX
Previous Registrations
  • 2022-07-19 → 2024-09-05
    Winfield, KS
  • 2021-12-22 → 2023-02-13
    Fidelity Personal And Workplace Advisors
    Salt Lake City, UT
Other Businesses

Smeed and Smeed Enterprises; investment-related; Chanute, KS; Rental property; 50% Owner; Start date 7/1/21; 1 hour/month; 1 hour during trading hours; buy and sell residential properties

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-09
S63 Uniform Securities Agent State Law Examination 2021-01-22
  • S66 Uniform Combined State Law Examination
    2021-12-09
  • S63 Uniform Securities Agent State Law Examination
    2021-01-22
Other Names
  • Sam Smeed
  • Samuel Charles Smeed
  • Samuel Smeed

View on SEC IAPD

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