Justin Nicholas Ancona

Employer firm

Independent Advisor Alliance, LLC CRD 168267

$17.2B regulatory AUM 533 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2017 → 09/2024
  Raymond James Financial Services, Inc.
  Warrenville, IL
• 04/2017 → 09/2017
  Raymond James Financial Services, Inc.
  Warrenville, IL
• 01/2014 → 05/2017
  Wheaton College
  Wheaton, IL
• 04/2018 → 09/2024
  Raymond James Financial Services Advisors Inc.
  Warrenville, IL
• 12/2018 → 07/2023
  Eola Tennis Academy
  Aurora, IL
• 11/2017 → 09/2024
  Legacy Wealth Advisors
  Warrenville, IL
• 02/2025 → Present
  Lpl Financial
  St. Charles, IL
• 09/2024 → 02/2025
  Unemployed
  Aurora, IL

Previous Registrations

• 2018-04-09 → 2024-10-04
  Raymond James Financial Services Advisors, Inc
  Warrenville, IL

Other Businesses

1 - 02/03/2025 - Steward Guide Wealth Partners - DBA for LPL Business (entity for LPL business) - At reported business location(s). - Inv Related - 16 Hours/Month - 6.5 Hours During Trading 2 - 02/03/2025 - Pickleball Journey - Business Owner - Not Inv Related - 10 Hours/Month - Home Based - Start Date: 01/20/2021 - 10 Hrs per month 3) 03/05/2025 - Steward Guide Wealth Partners - Registered Investment Advisor DBA - Investment Related - At reported business location(s). - Start Date:01/28/2025 -160 Hrs/Mth - 8.5 Hrs During Trading. 4) 03/05/2025 - Independent Advisor Alliance - Registered Investment Advisor Hybrid - Investment Related - At reported business location(s). - Start Date:01/28/2025 - 160 Hrs/Mth - 8 Hrs During Trading.I provide investment advisory services through Independent Advisor Alliance, LLC, an independent investment advisor firm. I started this business activity in 1/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 06/24/2025 - Ancona Wealth Management - Not Investment Related - Business Entity For Tax/Investment Purposes Only - At reported business location(s). - Start Date:03/24/2025 - 40 Hrs/Mth - 40 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2018-04-06

Designations

• Certified Financial Planner