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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-10-05 |
| CA | RA | APPROVED | 2023-05-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Phoenix | AZ | 07/2017 | Present |
| Mass Mutual | Phoenix | AZ | 01/2017 | 06/2017 |
| Eddie V's Seafood Restaurant | Scottsdale | AZ | 02/2013 | 01/2017 |
| Arizona State University | Tempe | AZ | 05/2010 | 12/2016 |
| Charles Schwab Bank, Ssb | Phoenix | AZ | 03/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 2018-03-08 |
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