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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2019-09-17 |
| TX | RA | APPROVED | 2019-09-13 |
Branch Locations
14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 04/2017 | Present |
| Aflac | Mesa | AZ | 08/2016 | 01/2017 |
| Premium Retail Services | Chesterfield | MO | 09/2016 | 04/2017 |
| Vanguard Marketing Corporation | Scottsdale | AZ | 04/2017 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 08/2019 | Present |
NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT RELATED: ADDRESS: MESA, AZ NATURE OF BUSINESS: INSURANCE SALES POSITION: N/A START DATE: 08/2016 APPROXIMATE HOURS PER MONTH: 0 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: MAINTAIN ONLY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 2017-05-17 |
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