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Alexx Jule Gauthier

Empower Advisory Group, LLC

Greenwood Village, CO

Portland, OR

CRD 6779766

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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2024-04-19
  • OR RA
    APPROVED
    Since 2024-04-19

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Portland, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Portland OR 04/2017 07/2018
Rvk, Inc. Portland OR 02/2009 03/2017
Morgan Stanley Private Bank, National Association New York NY 07/2017 07/2018
Fisher Investments Camas WA 07/2018 03/2024
Empower Advisory Group, Llc Greenwood Village CO 04/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-20
  • S66 Uniform Combined State Law Examination
    2017-06-20

View on SEC IAPD

Nearby Firms

DODDS WEALTH, LLC
MARSHALL INVESTMENT MANAGEMENT, LLC
AXS CAPITAL, LLC

Nearby Investors

BRENNAN PAUL PATE
JOHN MICHAEL DODDS
Natalie Ford

Nearby Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO

More in Greenwood Village, CO

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