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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-04-18
  • CA RA
    APPROVED
    Since 2025-04-18

Branch Locations

445 N. Bedford Dr., Beverly Hills, CA 90210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Northridge CA 07/2014 08/2023
Bank Of America, N.A. Northridge CA 07/2014 08/2023
Fidelity Investments Palo Alto CA 08/2023 02/2025
Hsbc Securities (Usa) Inc. Los Angeles CA 04/2025 Present
Hsbc Bank Usa, N.A. Los Angeles CA 04/2025 Present
Previous Registrations
  • 2023-09-14 → 2025-02-21
    Fidelity Personal And Workplace Advisors
    Palo Alto, CA
  • 2017-08-07 → 2023-08-14
    Northridge, CA
    Van Nuys, CA
    Santa Clarita, CA
    Studio City, CA
    North Hollywood, CA
    Studio City, CA
    Studio City, CA
    Northridge, CA
    Studio City, CA
    Burbank, CA
    Beverly Hills, CA
    Studio City, CA
    Burbank, CA
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-04
  • S66 Uniform Combined State Law Examination
    2017-08-04
Other Names
  • Lauren Guzman
  • Lauren Perla Guzman

View on SEC IAPD

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