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66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-04-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Northridge | CA | 07/2014 | 08/2023 |
| Bank Of America, N.A. | Northridge | CA | 07/2014 | 08/2023 |
| Fidelity Investments | Palo Alto | CA | 08/2023 | 02/2025 |
| Hsbc Securities (Usa) Inc. | Los Angeles | CA | 04/2025 | Present |
| Hsbc Bank Usa, N.A. | Los Angeles | CA | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-04 |
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