Jose Luis Luna

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2017 → 03/2025
  Wells Fargo Clearing Services, Llc.
  Avon Park, FL
• 08/2012 → 03/2025
  Wells Fargo Bank Na
  Avon Park, FL
• 01/2017 → 04/2025
  The Home Depot
  Sebring, FL
• 03/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Sebring, FL
• 05/2025 → Present
  Bank Of America, N.A.
  Sebring, FL

Other Businesses

I*: 2286281Name of the other business - A J FordWhether the business is investment-related - Not Investment relatedAddress of the other business - Sebring FL 33870Nature of the other business - Automotive Sales Title, or relationship with the other business - Sales RepresentativeStart date of your relationship - 06/23/2017Approximate number of hours/month you devote to the other business - 16 hrs mthlyNumber of hours you devote to the other business during securities trading hours - 0 Briefly describe your duties relating to the other business - Sales of new and used cars

Exams

• S66 Uniform Combined State Law Examination
  2025-06-13
• S63 Uniform Securities Agent State Law Examination
  2017-06-16

Other Names

• Jose Luna