John William Swaine

Employer firm

Second Half Financial Partners, LLC CRD 163454

$128M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → 04/2017
  Raymond James Financial Services
  Sebring, FL
• 09/2009 → 04/2017
  Raymond James Financial Services Advisors, Inc
  St Petersburg, FL
• 03/2010 → 01/2018
  Swaine & Leidel, Llc
  Sebring, FL
• 07/2011 → Present
  John 14:6 Llc
  Sebring, FL
• 07/2011 → 12/2016
  Legacy Insurance Group, Llc
  Sebring, FL
• 10/2010 → 12/2016
  Lordship Holdings Llc
  Sebring, FL
• 05/2012 → 01/2021
  Swaine & Leidel Wealth Services, Llc
  Sebring, FL
• 08/1997 → Present
  Sebring Police Department
  Sebring, FL
• 06/2018 → Present
  John 3:30, Llc
  Sebring, FL
• 10/2015 → Present
  Platinum Financial Partners, Llc (F/K/A U.S. Tax, Llc)
  Sebring, FL
• 01/2021 → Present
  Second Half Financial Partners, Llc
  Sebring, FL
• 01/2024 → Present
  Heartland Tax And Accounting, Llc
  Sebring, FL

Previous Registrations

• 2009-10-13 → 2017-04-07
  Raymond James Financial Services Advisors, Inc
  Sebring, FL
  Sebring, FL
• 2009-06-01 → 2009-10-08
  Morgan Stanley
  Sebring, FL
• 2004-02-11 → 2009-06-01
  Citigroup Global Markets Inc.
  Sebring, FL
  Sebring, FL

Other Businesses

1. Fixed Insurance conducted through Platinum Financial Partners, LLC - Sebring, FL. Insurance Sales Agent, started 12/2016 to present. 10 hours weekly, 5 during trading hours. 2. John 14:6 LLC - Sebring, FL. Managing Member of real estate LLC, started 7/2011 to present. 0 hours weekly, 0 during trading hours. 3. Sebring Police Department - Sebring FL. Part time Police Officer, started 8/1997 to present. 1 hour per month, 0 during trading hours. 4. Platinum Financial Partners, LLC (f/k/a U.S. Tax, LLC) - Sebring, FL. Managing Member of tax preparation LLC, started 10/2015 to present. 4 hours per month, 0 during trading hours. 5. John 3:30, LLC - Sebring, FL. Managing Member of a holding company, started 6/2018 to present. 1 hours per month, 0 during trading hours. 6. Swaine & Leidel Wealth Services - Sebring, FL - Previous RIA name kept and used as a DBA name - 05/2012 - 01/2021 RIA and 03/2021 to Present DBA name - 0 hours per month devoted - 0 hours per month devoted during securities trading hours. 7. Heartland Tax and Accounting, LLC - Sebring, FL. Partner, started 01/2024 to present. 10 hours per month, 10 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-02-09
• S63 Uniform Securities Agent State Law Examination
  2000-01-12