Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-03 |
| IA | RA | APPROVED | 2023-08-10 |
Branch Locations
6839 Crow Wing Dr Ne, Cedar Rapids, IA 52411 • United States
2900 100Th St St 301, Urbandale, IA 50322 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services, Inc. | St. Paul | MN | 01/2001 | 08/2023 |
| Guide Financial Group | Urbandale | IA | 10/2013 | Present |
| Polk County Election Office | Des Moines | IA | 06/2022 | Present |
| Cetera Wealth Services, Llc | Urbandale | IA | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
1. GUIDE FINANCIAL GROUP POSITION: Employee NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 02/01/2018 ADDRESS: , Urbandale IA , United States DESCRIPTION: Employee 2. VILLAS OF GREY HAWK HOA POSITION: Treasurer NATURE: HOA Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2007 ADDRESS: , West Des Moines IA , United States DESCRIPTION: Review monthly reports and give updates at board meetings. All decisions made with majority vote of board members. 3. POLK COUNTY ELECTION OFFICE POSITION: Independent Contractor NATURE: precinct election official INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 8 START DATE: 06/07/2022 ADDRESS: 120 2nd Ave, Des Moines IA 50309, United States DESCRIPTION: I volunteered to be a poll worker; 4. NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: NOTARIAL SERVICES, START DATE:04/2014, POSITION/TITLE/RELATIONSHIP: NOTARY, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: NOTARIZE DOCUMENTS AS NEEDED.; 5. NAME OF OTHER BUSINESS: REDEMPTION HILL CHURCH BUDGET TEAM; INVESTMENT RELATED: NO; ADDRESS: 5411 10TH AVE, CUMMING, IA 50061; NATURE OF BUSINESS: BOARD; START DATE: 2/2026; POSITION/TITLE/RELATIONSHIP: BUDGET TEAM MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ASSIST WITH OVERSIGHT OF THE CHURCH'S ANNUAL BUDGETING PROCESS, MONITORING GIVING, EXPENSES, CASH FLOW, AND FINANCIAL RESERVES, AND REVIEWING THE BUDGET;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-05-30 |
Reach out to this advisor