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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2018-12-05
  • UT RA
    APPROVED
    Since 2018-12-05

Branch Locations

254 S 1470 E Ste 101, St. George, UT 84790 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. St. George UT 04/2017 08/2017
Raymond James Financial Services, Inc. St. George UT 08/2017 Present
Wells Fargo Bank, Na St. George UT 06/2014 04/2017
Raymond James Financial Services Advisors Inc. Saint George UT 12/2018 Present
Voyager Wealth Advisors St. George UT 04/2017 06/2023
  • 04/2017 → 08/2017
    Raymond James Financial Services, Inc.
    St. George, UT
  • 08/2017 → Present
    Raymond James Financial Services, Inc.
    St. George, UT
  • 06/2014 → 04/2017
    Wells Fargo Bank, Na
    St. George, UT
  • 12/2018 → Present
    Saint George, UT
  • 04/2017 → 06/2023
    Voyager Wealth Advisors
    St. George, UT
Other Businesses

(1)Name of Business: Kayenta Arts Foundation Address: 254 S 1470 E #101, Saint George, UT, 84770, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 07/09/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Reviewing account performance, developing the investment policy statement, monitoring the account on an ongoing basis. (2)Name of Business: Kayenta Arts Foundation Address: 254 S 1470 E #101, Saint George, UT, 84790, United States Activity Type: Non profit Position/Title: Board Member, Finance/Investment Committee Member, Committee Member Investment Related: Yes Start Date: 07/09/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Reviewing account performance, developing the investment policy statement, monitoring the account on an ongoing basis. (3)Name of Business: Koeber/Brown Address: 740 E 590 S, Ivins, UT, 84738, United States Activity Type: Control Person Position/Title: Successor trustee (Named Only) Investment Related: Yes Start Date: 09/01/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Will be named as successor trustee in the Mad Canyon Trust for Kayla Koeber and Dean Brown. (4)Name of Business: Voyager Wealth Advisors Address: 254 S 1470 E #101, Saint George, UT, 84790, United States Activity Type: Support Company - Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/06/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Review client accounts and create/present financial plans.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-20
  • S66 Uniform Combined State Law Examination
    2018-11-20
Designations
Other Names
  • Kevin D Rorie

View on SEC IAPD

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